Regulatory:
 
  • Compliances relating to Stock Brokers
  • Compliances relating to NBFCs
  • NBFC Registration with RBI
  • SEBI Compliances of Portfolio Managers & Merchant Bankers
  • SEBI Take-over Regulation
  • SEBI Prohibition of Insider Trading Regulations
  • FEMA / RBI and Other Regulatory Compliances
  • Representation before Regulatory Authority
  • Compliance / Process Manual
  • Process Review and Gap Analysis
  • KYC, Agreements and other Documentation
  • SEBI Alternative Investment Funds Regulations
  • SEBI Investment Advisers Regulations
  • Structuring and Registration of SEBI Mutual Fund AMC
  • Structuring and Registration of SEBI Alternative Investment Funds (AIF)
  • Structuring and Registration of SEBI Investment Advisers (IA)
 
 
 
     
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